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With over 25 years’ experience within the financial services industry, as an adviser, training & competence manager and for the last 7 years, Compliance Director, I have broad knowledge of regulatory, advisory and risk management related matters.
I’m responsible for all FCA regulated matters, including complaints handling, oversight of our procedures and systems & controls, anti-money laundering and for oversight of the advice delivered by our advisers.
Our compliance credentials are assessed by an external consultancy and for the sixth consecutive year we have received an ‘Excellent’ grading.
All the activity I undertake is driven towards delivering the most suitable outcomes for our clients and making sure that the advice we provide is to the highest possible standards.
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Armstrong Watson LLP is a limited liability partnership registered in England and Wales, number OC415608. The registered office is 15 Victoria Place, Carlisle, CA1 1EW where a list of members is kept. Armstrong Watson Accountants, Business & Financial Advisers is a trading style of Armstrong Watson LLP. Armstrong Watson LLP is regulated by the Institute of Chartered Accountants in England and Wales for a range of investment business activities.
Armstrong Watson Audit Limited is registered to carry on audit work in the UK and Ireland by the Institute of Chartered Accountants in England and Wales. Registered as a limited company in England and Wales No. 8800970. Registered office: 15 Victoria Place, Carlisle, CA1 1EW
Armstrong Watson Financial Planning Limited is authorised and regulated by the Financial Conduct Authority. Firm reference number 542122. Registered as a limited company in England and Wales No. 7208672. Armstrong Watson Financial Planning & Wealth Management is a trading name of Armstrong Watson Financial Planning Limited. Registered Office: 15 Victoria Place, Carlisle, CA1 1EW