Paul Jay, Financial Planning Compliance Director

Paul Jay

Financial Planning Compliance Director

About Paul

With over 25 years’ experience within the financial services industry, as an adviser, training & competence manager and for the last 7 years, Compliance Director, I have broad knowledge of regulatory, advisory and risk management related matters.

I’m responsible for all FCA regulated matters, including complaints handling, oversight of our procedures and systems & controls, anti-money laundering and for oversight of the advice delivered by our advisers.

Our compliance credentials are assessed by an external consultancy and for the sixth consecutive year we have received an ‘Excellent’ grading.

All the activity I undertake is driven towards delivering the most suitable outcomes for our clients and making sure that the advice we provide is to the highest possible standards.